The Danish Financial Supervisory Authority
Spektrum Fondsmæglerselskab A/S is approved and supervised by The Danish Financial Supervisory Authority. Spektrum Fondsmæglerselskab A/S is authorised to provide investment advice, receive and carry out orders on behalf of clients, as well as provide portfolio care for clients with a power of attorney agreement.
Know Your Costumer
Spektrum Fondsmæglerselskab A/S wishes to help prevent money laundering and terrorist financing in all respects and to comply with applicable legislation in this area. As a client, we therefore require certain information from you.
Code of Conduct
To protect our clients’ interests, we have taken the relevant precautions to reduce the risk of conflicts of interest as much as possible. Therefore, we have prepared a policy for handling conflicts of interest, and the Board of Directors has formulated a Code of Conduct that describes the principles behind our business. Its main purpose is to identify potential conflicts of interest, address them, and create transparency about how we handle them. The Code of Conduct is available to our clients upon request. For more information, please contact Anne Mette Lytzen.
Spektrum Fondsmæglerselskab A/S prioritises data protection, and we would like full transparency regarding how we process your personal data. Therefore, we have created a Privacy Notice to explain how Spektrum Fondsmæglerselskab A/S process and protects your personal data. Please read our Privacy Notice here. For more information, please contact Julie Sofie Thaning.
Order Execution Policy
When Spektrum Fondsmæglerselskab A/S carries out a client’s fund order, it always takes place, unless otherwise agreed upon, in accordance with our established order execution policy. When Spektrum Fondsmæglerselskab A/S executes or forwards fund orders, we will always seek the best possible result for the customer, taking price, costs, speed, implementation and settlement probability, scope, nature and other factors relevant to the execution of the order into account. Read our entire order execution policy here. If you have questions regarding our order execution policy, please contact Andreas Weilby.
The Board of Directors has established a pay policy for Spektrum Fondsmæglerselskab A/S. The pay policy has been prepared in consideration of the size and organisation of the company, as well as the scope and complexity of the company's activities, and is approved at the general meeting.
The pay policy regulates pay, allocation of variable salaries, pension policy, and severance pay for the management, Board of Directors, and significant risk takers. Additionally, the pay policy contains identification of employees whose activities have a significant influence on the company's risk profile. The purpose of the pay policy is to promote sound and effective risk management, and the pay policy does not encourage excessive risk taking, as it is prepared in accordance with the company’s business strategy, values, and long-term goals, including a sustainable business model.
The Board of Directors reviews the pay policy regularly, however at least once a year, in order to adapt the pay policy to the company's development. The Board of Directors has established procedures within the pay policy to ensure that compliance hereof is monitored and reported annually. Please contact Andreas Weilby for further information.
Diversity on the board
Spektrum Fondsmæglerselskab A/S complies with the requirement for diversity on the board. Please contact Andreas Weilby for further information.
Policy for active ownership
Spektrum has not defined a policy for active ownership, as we do not undertake custodian services, nor do we manage equity with voting rights in companies that are listed on a stock exchange.
Amerika Plads 37
2100 København Ø
CVR number: 38 47 79 35
Deloitte Statsautoriseret Revisionspartnerselskab
2300 København S
CVR number: 33 96 35 56
Under the Danish financial legislation we inform that complaints must be addressed to:
Spektrum Fondsmæglerselskab A/S
CEO Søren Dal Thomsen
Kristen Bernikows Gade 6,2
1105 København K